Unclaimed
Victoria Louisa Saylor is a financial advisor who has been in the industry since 2011. Victoria is currently registered with UBS Financial Services Inc. and has been with the firm since 2015. She is licensed to provide investment advice and securities brokerage services. Victoria is registered in several states. Victoria has experience in several investment areas including portfolio management for individuals, businesses, and charitable organizations. She also provides financial planning services and publishes periodicals. Victoria is a registered representative of FINRA and holds a Series 7, Series 63, and Series 65 license. Victoria has experience with a variety of financial institutions. Prior to joining UBS, she was an investment advisor at BARCLAYS CAPITAL INC. and SANFORD C. BERNSTEIN & CO., LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
04/01/2015 - Present
UBS Financial Services Inc. (NEW YORK NY)
NY
05/19/2011 - 03/19/2015
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
03/22/2011 - 06/01/2011
SANFORD C. BERNSTEIN & CO., LLC (NEW YORK NY)
IA
Issued 09/13/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/28/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/27/2014
Series 3 - National Commodity Futures Examination
BC
Issued 03/21/2011
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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