Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Victoria? Claim Your ProfileVictoria Leonard is a financial advisor registered with PFS Investments Inc. Victoria has over 35 years of experience in the financial industry and is licensed to provide investment advice in various states, including California, Arizona, Florida, Missouri, New Mexico, Texas, Washington, and Wyoming. Victoria has a wide range of experience and has worked for several firms, including UBS Financial Services Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Smith Barney Inc., Lehman Brothers Inc., and Transcend Capital. Victoria also holds the Series 3, 7, 63, and 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
CA
05/10/2012 - Present
PFS Investments Inc. (SAN DIEGO CA)
TX
01/11/2011 - 05/09/2011
TRANSCEND CAPITAL (AUSTIN TX)
NY
05/08/2009 - 11/19/2010
BLACKBOOK CAPITAL LLC (JERICHO NY)
NY
07/29/2008 - 03/11/2009
PARKER FINANCIAL CORP. (VALLEY COTTAGE NY)
CA
01/28/2000 - 08/21/2007
UBS FINANCIAL SERVICES INC. (NEWPORT BEACH CA)
NY
07/15/1996 - 02/01/2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
07/31/1993 - 08/01/1996
SMITH BARNEY INC. (NEW YORK NY)
NY
07/02/1987 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
05/21/1987 - 06/24/1987
THE STUART-JAMES COMPANY, INC.
IA
Issued 8/7/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 4/30/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 8/24/1987
Series 3 - National Commodity Futures Examination
BC
Issued 5/16/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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