Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Victoria? Claim Your ProfileVictoria Lam is a securities professional with a background in investment banking and a strong understanding of the financial markets. Victoria is registered with Smbc Nikko Securities America, Inc. and has a broad range of experience, including securities, investment banking, and general securities representative. Victoria is licensed in all 50 states, demonstrating her commitment to serving clients nationwide.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
03/02/2020 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
BC
Issued 06/12/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/05/2023
Series 7TO - General Securities Representative Examination
BC
Issued 03/02/2020
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/24/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
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