Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Victoria? Claim Your ProfileVictoria Moon is a financial professional with over 20 years of experience in the industry. Victoria currently holds the Series 7, Series 99TO, and SIE licenses and is registered with Planmember Securities Corp. in Carpinteria, California. Victoria has a strong background in financial planning and portfolio management, providing investment advisory services to individuals, businesses, charitable organizations, and pension and profit-sharing plans. Previously, Victoria was registered with Prudential Securities Incorporated in New York, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Provides investment supervisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
09/20/2019 - Present
Planmember Securities Corp. (CARPINTERIA CA)
NY
11/03/1997 - 10/19/1999
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BC
Issued 07/13/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/20/2019
Series 99TO - Operations Professional Examination
BC
Issued 02/27/2019
SIE - Securities Industry Essentials Examination
BC
Issued 10/31/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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