Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Victoria? Claim Your ProfileVictoria James is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Inc. Victoria has been in the industry since August 2013 and is licensed to provide investment advice in New Jersey and Texas. Victoria is also licensed to provide investment advice in New Jersey. Victoria holds Series 7, 63, and 65 licenses as well as the SIE exam. Victoria has been with Merrill Lynch since April 2013. Victoria's experience, combined with the resources of Merrill Lynch, provides clients with a comprehensive approach to financial planning and wealth management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
02/12/2014 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (PENNINGTON NJ)
IA
Issued 12/05/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/11/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/13/2013
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Victoria James is the right advisor for you? Invested Better is here to help.
