Unclaimed
Victoria Lindsey is an investment advisor representative at Private Advisor Group, LLC. Victoria has been working in the financial industry since 1991. Victoria is registered with the Securities and Exchange Commission (SEC) as well as the states of Georgia, Texas, Arizona, Florida, Massachusetts, North Carolina, South Carolina, Utah and the District of Columbia. Victoria's experience includes working at firms such as A. G. Edwards & Sons, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitation/referral
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor/referral fees
1
2
NJ
05/31/2019 - Present
Private Advisor Group, LLC (MORRISTOWN NJ)
GA
05/23/2007 - 09/08/2009
MUTUAL SERVICE CORPORATION (WOODSTOCK GA)
CT
12/07/2001 - 04/02/2007
TRIAD ADVISORS, INC. (SANDY HOOK CT)
GA
04/19/2001 - 12/06/2001
HAGAR FINANCIAL CORP. (ATLANTA GA)
MO
10/11/1995 - 03/06/2001
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NY
05/09/1991 - 10/13/1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 10/09/2008
Series 66 - Uniform Combined State Law Examination
IA
Issued 11/22/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/20/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/16/2001
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/06/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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