Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Victoria? Claim Your ProfileVictoria Clark-stoker is a financial advisor with over 20 years of experience in the industry. Victoria is currently registered with UBS Financial Services Inc. and has been in this role since 2013. Prior to joining UBS Financial Services Inc., Victoria held positions at Merrill Lynch, Pierce, Fenner & Smith Incorporated, Salomon Smith Barney Inc., Adolph Komorsky Hoffman & Associates Ltd, Prudential Securities Incorporated, and Rodman & Renshaw Inc. Victoria is licensed in 53 states and holds the Series 63, Series 66, Series 7, and SIE licenses. Victoria offers financial planning services, portfolio management for businesses and individuals, as well as selection of other advisors and publication of periodicals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NJ
12/16/2013 - Present
UBS Financial Services Inc. (RED BANK NJ)
TX
07/14/2000 - 12/04/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (DALLAS TX)
NY
09/02/1998 - 06/13/2000
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
09/02/1997 - 09/03/1998
ADOLPH KOMORSKY HOFFMAN & ASSOCIATES LTD (TARRYTOWN NY)
NY
10/26/1995 - 04/17/1997
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IL
04/19/1995 - 10/18/1995
RODMAN & RENSHAW INC. (CHICAGO IL)
BOTH
Issued 06/25/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/12/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/18/1995
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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