Unclaimed
Victoria Elena Azpurua is a financial advisor at Raymond James & Associates, Inc. Victoria has been in the financial services industry since 1995. She is registered to offer securities in 17 states. Victoria is also registered to offer investment advice in Texas and Florida. Victoria's previous experience includes roles at Morgan Stanley and Citigroup Global Markets Inc. Victoria's firm has a strong reputation for providing financial planning, investment management, and other advisory services to a wide range of clients. Victoria specializes in providing financial advice to high-net-worth individuals, businesses, and corporations. She is also experienced in working with insurance companies, charitable organizations, pension and profit-sharing plans, and state or municipal government entities. Victoria is committed to providing her clients with personalized financial advice that helps them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
01/25/2013 - Present
Raymond James & Associates, Inc. (CORAL GABLES FL)
FL
06/01/2009 - 11/06/2012
MORGAN STANLEY (CORAL GABLES FL)
FL
07/31/1998 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (CORAL GABLES FL)
FL
09/06/1995 - 08/24/1998
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
BC
Issued 09/08/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/05/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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