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Victoria Catherine Farnam

Nationwide Investment Services Corp.

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About Victoria Catherine Farnam

Victoria Farnam is a registered representative with Nationwide Investment Services Corp. in Troy, New York. She has been in the securities industry since March 2016. Victoria is licensed to sell securities in New York. She holds the Series 6, Series 63 and SIE securities licenses.

Firm Information

Victoria Farnam is currently registered with Nationwide Investment Services Corp.. Nationwide Investment Services Corp. is a corporation formed in 1974 and is approved to operate in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has a history of 4 disclosures related to regulatory events and 1 related to arbitration.

Not reported

Assets Under Management

Not reported

Total Clients

1,204

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Victoria Farnam’s Registration & Firm History

NY

03/30/2016 - Present

Nationwide Investment Services Corp. (TROY NY)

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Licenses & Designations

BC

Issued 09/12/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/30/2016

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Victoria Catherine Farnam.
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