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Victoria Carol Piccirillo

B. Riley Wealth Management

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About Victoria Carol Piccirillo

Victoria Piccirillo is a financial advisor with over 29 years of experience in the industry. Victoria is currently registered with B. Riley Wealth Management. Victoria's previous experience includes roles at Sanders Morris Harris Inc., J.P.Morgan Securities Inc., Nomura Securities International, Inc., Rothschild Inc., Gerard Klauer Mattison & Co., Inc., and MLB Investments, LTD. Victoria has a Series 63, Series 7, Series 9, Series 10, and SIE license. Victoria is registered with the following states: Arizona, Arkansas, California, Colorado, Connecticut, Florida, Massachusetts, Missouri, Nevada, New Jersey, New York, North Carolina, Ohio, Pennsylvania, Rhode Island, Texas, Vermont, and Virginia.

Firm Information

Victoria Piccirillo is currently registered with B. Riley Wealth Management. B. Riley Wealth Management is a Corporation formed on January 10, 1992. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

130

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Victoria Piccirillo’s Registration & Firm History

NY

12/14/2012 - Present

B. Riley Wealth Management (New York NY)

NY

11/13/2008 - 12/31/2012

SANDERS MORRIS HARRIS INC. (NEW YORK NY)

NY

04/07/2000 - 10/02/2008

J.P.MORGAN SECURITIES INC. (NEW YORK NY)

NY

08/30/1995 - 10/18/1999

NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)

NY

05/06/1992 - 04/08/1993

ROTHSCHILD INC. (NEW YORK NY)

NY

05/04/1990 - 04/14/1992

GERARD KLAUER MATTISON & CO., INC. (NEW YORK NY)

NA

08/03/1989 - 11/27/1989

MLB INVESTMENTS, LTD.

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Licenses & Designations

BC

Issued 08/05/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/07/2011

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 05/17/2011

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/15/1989

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Victoria Carol Piccirillo.
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