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Victoria Ann Zajac

B. C. Ziegler AND Co.

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About Victoria Ann Zajac

Victoria Zajac is a financial professional with over 28 years of experience in the industry. Victoria is currently registered with B. C. Ziegler AND Co. and has been with the firm since February 2010. Prior to joining B. C. Ziegler AND Co., Victoria held positions at RBC CAPITAL MARKETS CORPORATION, DAIN RAUSCHER INCORPORATED and ABN AMRO SECURITIES (USA) INC. Victoria holds licenses for Series 7, Series 63, Series 52TO and SIE exams. Victoria is registered in 51 states and the District of Columbia.

Firm Information

Victoria Zajac is currently registered with B. C. Ziegler AND Co.. B. C. Ziegler AND Co. is a Corporation that was formed on February 12, 1920. The firm is registered in 52 states and has been approved for SEC registration. They offer a variety of services to a diverse client base, including insurance companies, investment companies, charitable organizations, high-net-worth individuals, other investment advisers, pooled investment vehicles, banking or thrift institutions, business development companies, pension and profit-sharing plans, corporations or other businesses, individuals other than high-net-worth, state or municipal government entities, and sovereign wealth funds and foreign official institutions. The firm has disclosed 7 Regulatory Events, 2 Civil Events, and 2 Arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

59

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Victoria Zajac’s Registration & Firm History

IL

02/23/2010 - Present

B. C. Ziegler AND Co. (CHICAGO IL)

IL

03/02/1998 - 03/05/2010

RBC CAPITAL MARKETS CORPORATION (CHICAGO IL)

NA

08/08/1996 - 03/02/1998

DAIN RAUSCHER INCORPORATED

CT

01/06/1995 - 08/14/1996

ABN AMRO SECURITIES (USA) INC. (STAMFORD CT)

IL

10/25/1994 - 12/31/1994

ABN AMRO INVESTMENT SERVICES, INC. (CHICAGO IL)

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Licenses & Designations

BC

Issued 06/08/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/17/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Victoria Ann Zajac.
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