Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Victoria? Claim Your ProfileVictoria Platt is a financial advisor who has been in the industry since 2003. Victoria has a background in financial services, with experience at several major firms, including Morgan Stanley Smith Barney, Citigroup Global Markets Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Currently, Victoria is an advisor at Vanguard Marketing Corp. Victoria is registered with FINRA and the state of Arizona.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
AZ
10/05/2011 - Present
Vanguard Marketing Corp. (SCOTTSDALE AZ)
NJ
06/01/2009 - 11/02/2009
MORGAN STANLEY SMITH BARNEY (RED BANK NJ)
NJ
02/19/2008 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (RED BANK NJ)
NJ
12/20/2005 - 02/21/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (RED BANK NJ)
NY
06/04/2001 - 07/08/2005
UBS INTERNATIONAL INC. (NEW YORK NY)
BOTH
Issued 07/17/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/17/2020
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/10/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Victoria Platt is the right advisor for you? Invested Better is here to help.
