Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Victoria? Claim Your ProfileVictoria Hale is a financial advisor with Concourse Financial Group Securities, Inc. Victoria has over 27 years of experience in the financial services industry. Victoria provides financial planning, portfolio management, and pension consulting services. Victoria works with a variety of clients including high-net-worth individuals, corporations, and retirement plans. Victoria is registered with FINRA and is licensed to sell securities in 52 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
AL
05/06/2016 - Present
Concourse Financial Group Securities, Inc. (Birmingham AL)
AL
01/02/2022 - 12/11/2023
INVESTMENT DISTRIBUTORS, INC. (Birmingham AL)
AL
07/08/2015 - 03/31/2016
STIFEL, NICOLAUS & COMPANY, INCORPORATED (BIRMINGHAM AL)
AL
03/16/2015 - 03/31/2016
STERNE AGEE FINANCIAL SERVICES, INC. (BIRMINGHAM AL)
AL
03/11/2010 - 03/31/2016
STERNE, AGEE & LEACH, INC. (BIRMINGHAM AL)
TX
02/20/2003 - 10/02/2008
BANC OF AMERICA INVESTMENT SERVICES, INC. (HOUSTON TX)
NY
01/25/2000 - 02/20/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
AL
01/23/1996 - 12/23/1999
COMPASS BROKERAGE, INC. (BIRMINGHAM AL)
NY
12/06/1994 - 01/03/1996
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 07/26/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/27/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/07/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/02/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/23/1998
Series 4 - Registered Options Principal Examination
BC
Issued 03/04/1998
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/25/1996
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/23/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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