Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Victoria? Claim Your ProfileVictoria Allison Hartnett is a financial advisor with over 17 years of experience in the industry. Victoria is currently registered with Fidelity Brokerage Services LLC and has been with them since January 3, 2012. Prior to that, Victoria was with Fidelity Investments Institutional Services Company, Inc. and Thrivent Investment Management Inc. Victoria is licensed to provide financial advice in all 50 states, and has passed a number of industry exams, including the Series 7, Series 24 and Series 63. Victoria holds a Series 63 license and a Series 7 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
RI
01/03/2012 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
RI
06/09/2006 - 01/03/2012
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
MN
11/09/2005 - 05/08/2006
THRIVENT INVESTMENT MANAGEMENT INC. (MINNEAPOLIS MN)
BC
Issued 12/15/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/21/2022
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/08/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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