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Victoria A Nelson

Northwestern Mutual Investment Services, LLC

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About Victoria A Nelson

Victoria Nelson is an investment advisor representative registered with Northwestern Mutual Investment Services, LLC. Victoria has been in the securities industry since 2001 and is licensed in 51 states and the District of Columbia. Victoria also previously worked for Wells Fargo Advisors, LLC, Securities America, Inc., 1717 Capital Management Company, U.S. Bancorp Piper Jaffray Inc. and Princor Financial Services Corporation. Victoria holds FINRA Series 7, 9, 10, 66 and SIE licenses, as well as licenses in Iowa.

Firm Information

Victoria Nelson is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Victoria Nelson’s Registration & Firm History

IA

12/22/2015 - Present

Northwestern Mutual Investment Services, LLC (W Des Moines IA)

IA

02/10/2009 - 11/23/2015

WELLS FARGO ADVISORS, LLC (WEST DES MOINES IA)

IA

02/05/2008 - 12/09/2008

SECURITIES AMERICA, INC. (WEST DES MOINES IA)

IA

01/06/2003 - 02/08/2008

1717 CAPITAL MANAGEMENT COMPANY (WEST DES MOINES IA)

MN

04/03/2001 - 11/25/2002

U.S. BANCORP PIPER JAFFRAY INC. (MINNEAPOLIS MN)

IA

03/05/2001 - 08/03/2001

PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)

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Licenses & Designations

BOTH

Issued 10/11/2001

Series 66 - Uniform Combined State Law Examination

BC

Issued 08/12/2009

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 07/18/2009

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/02/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Victoria A Nelson.
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