Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Victor? Claim Your ProfileVictor Ting is a financial advisor with Morgan Stanley & Co. LLC. Victor has been in the financial services industry since August 22, 2008. Prior to joining Morgan Stanley, Victor was employed by WELLS FARGO SECURITIES, LLC, WELLS FARGO PRIME SERVICES, LLC, CITIGROUP GLOBAL MARKETS INC., THOMAS WEISEL PARTNERS LLC and FLEETBOSTON ROBERTSON STEPHENS INC. Victor is registered with FINRA and holds Series 7, Series 11, Series 57TO, Series 99TO, and SIE licenses. Victor is also registered as an investment advisor representative in multiple states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
09/06/2022 - Present
Morgan Stanley & Co. LLC (San Francisco CA)
CA
02/28/2017 - 08/24/2022
WELLS FARGO SECURITIES, LLC (SAN FRANCISCO CA)
CA
11/29/2011 - 08/24/2022
WELLS FARGO PRIME SERVICES, LLC (SAN FRANCISCO CA)
NY
10/24/2002 - 04/15/2003
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
CA
08/29/2000 - 09/26/2002
THOMAS WEISEL PARTNERS LLC (SAN FRANCISCO CA)
CA
09/30/1999 - 06/27/2000
FLEETBOSTON ROBERTSON STEPHENS INC. (SAN FRANCISCO CA)
BC
Issued 12/28/2015
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 12/13/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/25/2015
Series 7 - General Securities Representative Examination
BC
Issued 11/28/2011
Series 11 - Assistant Representative-Order Processing Qualification Exam
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
MIAX Sapphire
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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