Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Victor? Claim Your ProfileVictor Caron is a financial advisor with over 20 years of experience in the financial services industry. Victor has a strong track record of providing personalized financial advice to individuals, families, and businesses. Victor is a Registered Representative and Investment Advisor Representative. Victor is currently registered with J.W. Cole Advisors, Inc. in Utah and Nevada. Before that, Victor was employed by CHARLES SCHWAB & CO., INC., CUSO FINANCIAL SERVICES, L.P., PRIMEVEST FINANCIAL SERVICES, INC., WM FINANCIAL SERVICES, INC., NORWEST INVESTMENT SERVICES, INC., and WELLS FARGO SECURITIES INC. Victor is committed to helping clients achieve their financial goals. Victor is a graduate of the University of Utah with a degree in Finance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
UT
09/01/2021 - Present
J. W. Cole Advisors, Inc. (Lehi UT)
UT
08/14/2009 - 09/17/2021
CHARLES SCHWAB & CO., INC. (Sandy UT)
NV
04/16/2008 - 07/27/2009
CUSO FINANCIAL SERVICES, L.P. (LAS VEGAS NV)
NV
06/29/2007 - 04/10/2008
PRIMEVEST FINANCIAL SERVICES, INC. (HENDERSON NV)
NV
04/05/2000 - 02/01/2007
WM FINANCIAL SERVICES, INC. (LAS VEGAS NV)
MN
06/01/1999 - 04/06/2000
NORWEST INVESTMENT SERVICES, INC. (MINNEAPOLIS MN)
CA
02/10/1998 - 03/23/2000
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
IA
Issued 12/07/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/03/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/02/2003
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/22/1999
Series 7 - General Securities Representative Examination
BC
Issued 02/07/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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