Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Victor? Claim Your ProfileVictor Scott Rickman is a financial advisor with over 35 years of experience. Victor is currently registered with Wells Fargo Clearing Services, LLC. Victor has a wide range of experience in the financial services industry, including previous roles with UBS Financial Services Inc. and Citigroup Global Markets Inc. Victor has also held leadership roles in other businesses, including real estate and rental property management. Victor is dedicated to helping clients achieve their financial goals and is committed to providing them with personalized advice and service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
UT
04/18/2016 - Present
Wells Fargo Clearing Services, LLC (SALT LAKE CITY UT)
UT
08/28/2008 - 05/11/2016
UBS FINANCIAL SERVICES INC. (SALT LAKE CITY UT)
UT
06/20/1997 - 09/11/2008
CITIGROUP GLOBAL MARKETS INC. (SALT LAKE CITY UT)
CT
11/25/1985 - 09/16/1997
WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)
IA
Issued 09/05/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/26/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/01/1997
Series 7 - General Securities Representative Examination
BC
Issued 11/23/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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