Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Victor? Claim Your ProfileVictor Saul is a registered representative with Aegis Capital Corp., located in Westport, Connecticut. Victor has been in the securities industry since 1993 and has been registered with Aegis Capital Corp. since 2011. Previously, Victor was employed with Herbert J. Sims & Co. Inc. and has experience with several other financial institutions. Victor holds multiple industry certifications including Series 7, Series 24, Series 27, Series 79TO, and SIE. Victor's registrations allow him to offer services to clients in several states, including California, Connecticut, Massachusetts, New Jersey, New York, Pennsylvania, Puerto Rico, and Texas. Victor specializes in Financial Planning, Portfolio Management for Businesses, and Portfolio Management for Individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
CT
07/01/2011 - Present
Aegis Capital Corp. (WESTPORT CT)
CT
03/17/2005 - 07/14/2011
HERBERT J. SIMS & CO. INC. (FAIRFIELD CT)
CA
05/29/1991 - 08/29/1996
GRANITE CAPITAL MANAGEMENT CORP. (LAGUNA BEACH CA)
VA
03/19/1991 - 06/28/1991
ANGLO-AMERICAN INVESTOR SERVICES CORP. (CHARLOTTESVILLE VA)
NY
11/27/1990 - 04/02/1991
BARCLAY INVESTMENTS, INC. (NEW YORK NY)
FL
04/12/1990 - 11/02/1990
FOR SIGHT CAPITAL MANAGEMENT INC. (CLEARWATER FL)
NA
04/19/1985 - 01/10/1989
MCG PORTFOLIO MANAGEMENT CORP.
NA
10/20/1983 - 04/10/1985
GFC SECURITIES CORPORATION
NA
04/19/1983 - 10/14/1983
CALIFORNIA MUNICIPAL INVESTORS, INC.
BC
Issued 03/31/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/04/1991
Series 27 - Financial and Operations Principal Examination
BC
Issued 05/08/1991
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/16/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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