Unclaimed
Victor Rohe is a financial professional with over 20 years of experience in the industry. Victor is currently registered with MFS Fund Distributors, Inc. in Boston, Massachusetts. Victor is a Series 6, 7 and 63 licensed representative. Victor has held prior roles at several prominent firms, including J.P. Morgan Institutional Investments Inc., JPMorgan Distribution Services, Inc., Hartford Life Distributors, LLC and Allstate Distributors, L.L.C. Victor is a highly experienced and knowledgeable financial professional who is dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
08/05/2021 - Present
MFS Fund Distributors, Inc. (BOSTON MA)
NY
01/03/2011 - 08/03/2021
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (NEW YORK NY)
OH
11/10/2010 - 01/03/2011
JPMORGAN DISTRIBUTION SERVICES, INC. (COLUMBUS OH)
CT
03/07/2005 - 09/17/2010
HARTFORD LIFE DISTRIBUTORS, LLC (HARTFORD CT)
IL
02/27/2004 - 03/15/2005
ALLSTATE DISTRIBUTORS, L.L.C. (NORTHBROOK IL)
MA
05/18/2001 - 03/01/2004
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (BOSTON MA)
BC
Issued 09/07/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/26/2002
Series 7 - General Securities Representative Examination
BC
Issued 05/17/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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