Unclaimed
Victor Rivera is a registered representative with Tradestation Securities, Inc. Victor has been in the securities industry since June 30, 2022 and is registered in 52 states as well as the District of Columbia. Victor has passed the Series 3, 7TO, 57TO, and 63 exams as well as the Securities Industry Essentials Examination. Victor has a current registration with the firm in Plantation, FL. Victor has a variety of investment products and services available to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
07/01/2022 - Present
Tradestation Securities, Inc. (PLANTATION FL)
BC
Issued 07/22/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/25/2023
Series 57TO - Securities Trader Exam
BC
Issued 08/12/2022
Series 3 - National Commodity Futures Examination
BC
Issued 07/01/2022
Series 7TO - General Securities Representative Examination
BC
Issued 03/01/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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