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Victor R Guadalupe

TP Icap Global Markets Americas LLC

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About Victor R Guadalupe

Victor Guadalupe has over 25 years of experience in the financial services industry. Victor currently works at TP Icap Global Markets Americas LLC in New York, New York. Previously, Victor worked at INTERCAPITAL INTERNATIONAL INC. and EXCO RMJ INTERNATIONAL INC.. Victor is licensed with FINRA, and holds Series 72, SIE, and Series 62 licenses. Victor holds a number of certifications, including Government Securities Representative Examination, Securities Industry Essentials Examination, and Corporate Securities Limited Representative Examination.

Firm Information

Victor Guadalupe is currently registered with TP Icap Global Markets Americas LLC. TP Icap Global Markets Americas LLC is a Limited Liability Company formed in June 1998. It is registered in 35 states and has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

119

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Victor Guadalupe’s Registration & Firm History

NY

12/01/2000 - Present

TP Icap Global Markets Americas LLC (New York NY)

NY

07/13/1998 - 12/01/2000

INTERCAPITAL INTERNATIONAL INC. (NEW YORK NY)

NA

03/13/1996 - 07/13/1998

EXCO RMJ INTERNATIONAL INC.

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Licenses & Designations

BC

Issued 01/02/2023

Series 72 - Government Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/03/1997

Series 62 - Corporate Securities Limited Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Victor R Guadalupe.
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