Unclaimed
Victor Guadalupe has over 25 years of experience in the financial services industry. Victor currently works at TP Icap Global Markets Americas LLC in New York, New York. Previously, Victor worked at INTERCAPITAL INTERNATIONAL INC. and EXCO RMJ INTERNATIONAL INC.. Victor is licensed with FINRA, and holds Series 72, SIE, and Series 62 licenses. Victor holds a number of certifications, including Government Securities Representative Examination, Securities Industry Essentials Examination, and Corporate Securities Limited Representative Examination.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
12/01/2000 - Present
TP Icap Global Markets Americas LLC (New York NY)
NY
07/13/1998 - 12/01/2000
INTERCAPITAL INTERNATIONAL INC. (NEW YORK NY)
NA
03/13/1996 - 07/13/1998
EXCO RMJ INTERNATIONAL INC.
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/03/1997
Series 62 - Corporate Securities Limited Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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