Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Victor? Claim Your ProfileVictor Quoc Tieu is a financial professional with over 28 years of experience in the industry. Victor has been registered with the state of California since April 5, 2001, and most recently obtained their Minnesota registration in June 2022. Victor is currently associated with Allstate Financial Services, LLC and has been with the firm since April 5, 2001. Victor has passed several industry exams including the Series 6, 7, 26, and 63, as well as the Securities Industry Essentials Exam. Prior to Allstate Financial Services, LLC, Victor was associated with WMA Securities, INC in Duluth, Georgia from October 14, 1994, to February 5, 2001.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
04/05/2001 - Present
Allstate Financial Services, LLC (SAN JOSE CA)
GA
10/14/1994 - 02/05/2001
WMA SECURITIES, INC. (DULUTH GA)
BC
Issued 09/12/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/03/1998
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/01/1999
Series 7 - General Securities Representative Examination
BC
Issued 10/13/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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