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Victor Philip Nunziata

Barclays Capital Inc.

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About Victor Philip Nunziata

Victor Nunziata is a financial professional with over 20 years of experience in the securities industry. Victor has held various positions at prominent firms, including Merrill Lynch, Pierce, Fenner & Smith Incorporated, Knight Capital Americas, L.P., KCG Americas LLC, and currently at Barclays Capital Inc.. Victor holds the Series 3, Series 7 and Series 63 licenses. Victor is dedicated to providing comprehensive financial guidance and personalized investment strategies to help clients achieve their financial goals.

Firm Information

Victor Nunziata is currently registered with Barclays Capital Inc.. Barclays Capital Inc. is a Corporation formed on March 30, 1998 and is registered in all 50 states, as well as the District of Columbia, Puerto Rico and the Virgin Islands. The firm has a history of regulatory and civil events, with 120 regulatory disclosures and 4 civil disclosures on record.

Not reported

Assets Under Management

Not reported

Total Clients

434

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Victor Nunziata’s Registration & Firm History

NY

10/21/2014 - Present

Barclays Capital Inc. (NEW YORK NY)

NJ

07/02/2012 - 06/24/2014

KCG AMERICAS LLC (JERSEY CITY NJ)

NJ

03/27/2001 - 07/02/2012

KNIGHT CAPITAL AMERICAS, L.P. (JERSEY CITY NJ)

NY

12/24/1998 - 03/09/2001

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 02/06/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/05/1999

Series 3 - National Commodity Futures Examination

BC

Issued 12/22/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Victor Philip Nunziata.
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