Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Victor? Claim Your ProfileVictor Patricio Galvez is a financial professional with over 30 years of experience in the financial industry. Victor is currently registered as a registered representative (Series 7 and Series 63) and an investment advisor representative (Series 65) with Merrill Lynch, Pierce, Fenner & Smith Inc. Previously, Victor worked for Morgan Stanley, Citigroup Global Markets Inc., UBS PaineWebber Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Victor holds active registrations in 18 states and has a diverse client base, working with individuals, corporations, charitable organizations, pension plans, and insurance companies. Victor is a highly experienced and knowledgeable financial advisor who is committed to providing his clients with personalized financial guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
07/02/2014 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SAN DIEGO CA)
CA
06/01/2009 - 12/19/2012
MORGAN STANLEY (SAN DIEGO CA)
CA
12/11/2001 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (SAN DIEGO CA)
NJ
02/01/1996 - 12/07/2001
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NY
06/10/1993 - 01/01/1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 06/07/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/22/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/09/1993
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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