Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Victor? Claim Your ProfileVictor Patricio Galvez is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Victor has been in the financial services industry since 1993. Victor has been registered with Merrill Lynch, Pierce, Fenner & Smith Inc. since December 2012 and has been employed by Bank of America, N.A. since February 2013. Victor is licensed in the following states: Arizona, California, Colorado, Delaware, Florida, Georgia, Illinois, Michigan, Nevada, New Hampshire, New York, North Carolina, South Dakota, Texas, Virginia and Washington. Victor also owns a property with his wife and plans to rent it out.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
07/02/2014 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SAN DIEGO CA)
CA
06/01/2009 - 12/19/2012
MORGAN STANLEY (SAN DIEGO CA)
CA
12/11/2001 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (SAN DIEGO CA)
NJ
02/01/1996 - 12/07/2001
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NY
06/10/1993 - 01/01/1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 6/7/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 6/22/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 6/9/1993
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Victor Galvez is the right advisor for you? Invested Better is here to help.
