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Victor Paniagua

Northern Trust Securities, Inc.

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About Victor Paniagua

Victor Paniagua is an investment advisor representative with Northern Trust Securities, Inc. Victor has been in the industry since 2014 and has worked at both Northern Trust Securities, Inc. and J.P. MORGAN SECURITIES LLC. Victor is licensed to sell securities in Illinois. Victor holds the Series 6, SIE, and Series 99TO licenses. Victor specializes in portfolio management for individuals, businesses, and pooled investment vehicles.

Firm Information

Victor Paniagua is currently registered with Northern Trust Securities, Inc.. Northern Trust Securities, Inc. is a corporation headquartered in Chicago, IL, formed in 1979. The firm provides portfolio management services for individuals, businesses, and pooled investment vehicles. They also offer selection of other advisers. Northern Trust Securities, Inc. is registered with the SEC and in 53 states. They manage approximately $1,026,259,255 in regulatory assets.
Northern Trust Securities, Inc.

333 S. WABASH AVENUE

CHICAGO, IL 60604

$1.03B

Assets Under Management

2,110

Total Clients

282

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Victor Paniagua’s Registration & Firm History

IL

08/04/2021 - Present

Northern Trust Securities, Inc. (CHICAGO IL)

IL

06/09/2014 - 05/20/2016

J.P. MORGAN SECURITIES LLC (CHICAGO IL)

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Licenses & Designations

BC

Issued 06/19/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/04/2021

SIE - Securities Industry Essentials Examination

BC

Issued 06/15/2021

Series 99TO - Operations Professional Examination

BC

Issued 06/09/2014

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Victor Paniagua. Review regulatory record here.
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