Unclaimed
Victor Scipioni has been in the financial services industry since October 1992. Victor is currently registered with Neuberger Berman BD LLC. Victor has held a Series 7, Series 63 and Series 55 securities license. Victor also holds a Series 65 Investment Advisor license. In addition to his Series 7 and Series 63 licenses, Victor also holds the SIE and Series 57TO. Victor has been registered with Neuberger Berman BD LLC since November 1997. Before joining Neuberger Berman BD LLC, Victor was associated with Gabelli & Company, Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
NY
11/07/1997 - Present
Neuberger Berman BD LLC (NEW YORK NY)
NY
10/29/1992 - 11/03/1997
GABELLI & COMPANY, INC. (RYE NY)
IA
Issued 02/08/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/13/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/09/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/28/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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