Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Victor? Claim Your ProfileVictor Mitra Esclamado is a registered representative with Kingswood Capital Partners, LLC. Victor has been working in the financial industry since June 16, 2019 and holds a Series 63, 65, 79TO and SIE. Victor is registered with the Financial Industry Regulatory Authority (FINRA) and is licensed in Arizona, California, Georgia, Kansas, Oklahoma, Oregon, Tennessee, Texas, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
03/14/2023 - Present
Kingswood Capital Partners, LLC (SAN DIEGO CA)
BC
Issued 04/01/2023
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 05/24/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/13/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/14/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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