Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Victor? Claim Your ProfileVictor Mercado is a financial professional with over 20 years of experience in the industry. Victor is currently registered with Financorp Group International Corp. in Miami, Florida. Victor has held previous positions with UBS Services USA LLC and Harrisdirect LLC. Victor is licensed to sell securities in Florida and New York. Victor holds a Series 63, Series 66, Series 4, Series 24, Series 99TO, SIE and Series 7 licenses. Victor is also a Registered Options Principal and a General Securities Principal.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
09/26/2006 - Present
Financorp Group International Corp. (Miami FL)
NJ
08/23/2004 - 09/12/2006
UBS SERVICES USA LLC (WEEHAWKEN NJ)
NJ
05/21/2003 - 08/17/2004
HARRISDIRECT LLC (JERSEY CITY NJ)
BC
Issued 01/30/2015
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 04/29/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/30/2017
Series 4 - Registered Options Principal Examination
BC
Issued 03/03/2016
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/20/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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