Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Victor? Claim Your ProfileVictor Gaxiola is a registered Investment Advisor Representative with Cambridge Investment Research Advisors, Inc. in Morgan Hill, California. Victor has been in the financial industry since 2004. Victor is a Series 7, 65, and 66 licensed professional. Previously, Victor was with WELLS FARGO ADVISORS, LLC in San Jose, CA and A. G. EDWARDS & SONS, INC. in Woodstock, IL. Victor has experience providing advisory services to individuals, high-net-worth individuals, charitable organizations, pension and profit-sharing plans, state or municipal government entities, and corporations or other businesses. Victor is licensed in California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
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2
CA
01/16/2019 - Present
Cambridge Investment Research Advisors, Inc. (Morgan Hill CA)
CA
01/01/2008 - 10/19/2010
WELLS FARGO ADVISORS, LLC (SAN JOSE CA)
IL
10/07/2004 - 01/03/2008
A. G. EDWARDS & SONS, INC. (WOODSTOCK IL)
IA
Issued 12/13/2018
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 10/20/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/06/2004
Series 7 - General Securities Representative Examination
Active
Inactive
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