Unclaimed
Victor Romero is a financial professional registered with the state of California. Victor has been in the industry since September 15, 2016. Victor is currently registered with Pacific Select Distributors, LLC. Victor holds the Series 6, Series 63 and SIE licenses. Victor has previous experience at PFS Investments Inc. and AIG Capital Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
08/07/2024 - Present
Pacific Select Distributors, LLC (NEWPORT BEACH CA)
GA
09/14/2023 - 08/08/2024
PFS INVESTMENTS INC. (DULUTH GA)
GA
01/05/2021 - 05/05/2023
PFS INVESTMENTS INC. (DULUTH GA)
CA
05/20/2016 - 11/30/2020
AIG CAPITAL SERVICES, INC. (WOODLAND HILLS CA)
BC
Issued 06/10/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/20/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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