Unclaimed
Victor Andrade is a financial advisor with Raymond James & Associates, Inc. based in Los Angeles, CA. Victor has been working in the financial services industry since 2003. Victor holds the Series 63, Series 52, Series 53, Series 79, and SIE licenses. Victor is registered in all states except North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
03/06/2024 - Present
Raymond James & Associates, Inc. (Los Angeles CA)
NY
01/27/2003 - 03/07/2024
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BC
Issued 06/28/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/23/2020
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/20/2010
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 01/25/2003
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
New York Stock Exchange
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