Unclaimed
Victor Mullins is a financial advisor with Cambridge Investment Research Advisors, Inc. located in Miami, Florida. Victor is an active Investment Advisor Representative, offering investment-related services and financial planning advice. Victor has been working in the industry since 1986 and has previous experience with firms including Cantella & Co., Inc., New England Securities, Ameriprise Financial Services, Inc., Wachovia Securities, LLC, A. G. Edwards & Sons, Inc., Morgan Stanley DW Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Shearson Lehman Hutton Inc.. Victor has a Series 3, Series 7, Series 24, and Series 63 license. Victor holds a Series 65 license to conduct Investment Advisor Representative activities. Victor can provide investment advice and financial planning services to clients, including high-net-worth individuals, pension and profit-sharing plans, charitable organizations, and individuals other than high-net-worth.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
FL
01/03/2023 - Present
Cambridge Investment Research Advisors, Inc. (Miami FL)
FL
02/07/2014 - 12/09/2022
CANTELLA & CO., INC. (MIAMI FL)
FL
01/11/2011 - 02/18/2014
NEW ENGLAND SECURITIES (CORAL GABLES FL)
FL
01/29/2009 - 12/23/2010
AMERIPRISE FINANCIAL SERVICES, INC. (MIAMI FL)
FL
01/01/2008 - 01/28/2009
WACHOVIA SECURITIES, LLC (CORAL GABLES FL)
FL
08/30/2005 - 01/03/2008
A. G. EDWARDS & SONS, INC. (CORAL GABLES FL)
NY
03/17/1998 - 08/29/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
07/19/1988 - 03/27/1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
07/26/1986 - 08/03/1988
SHEARSON LEHMAN HUTTON INC.
IA
Issued 10/29/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/29/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/10/2014
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/25/1986
Series 3 - National Commodity Futures Examination
BC
Issued 07/19/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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