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Victor Louis Mullins

Cambridge Investment Research Advisors, Inc.

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About Victor Louis Mullins

Victor Mullins is a financial advisor with Cambridge Investment Research Advisors, Inc. located in Miami, Florida. Victor is an active Investment Advisor Representative, offering investment-related services and financial planning advice. Victor has been working in the industry since 1986 and has previous experience with firms including Cantella & Co., Inc., New England Securities, Ameriprise Financial Services, Inc., Wachovia Securities, LLC, A. G. Edwards & Sons, Inc., Morgan Stanley DW Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Shearson Lehman Hutton Inc.. Victor has a Series 3, Series 7, Series 24, and Series 63 license. Victor holds a Series 65 license to conduct Investment Advisor Representative activities. Victor can provide investment advice and financial planning services to clients, including high-net-worth individuals, pension and profit-sharing plans, charitable organizations, and individuals other than high-net-worth.

Firm Information

Victor Mullins is currently registered with Cambridge Investment Research Advisors, Inc.. Cambridge Investment Research Advisors, Inc. is an investment advisor with over 3,000 licensed agents and registered representatives. Based in Fairfield, Iowa, the firm provides a range of advisory services including financial planning, pension consulting, educational seminars, and market timing services. Their client base encompasses high-net-worth individuals, individuals other than high-net-worth, pension and profit-sharing plans, and state or municipal government entities. The firm manages approximately $87.37 billion in assets under management.
Cambridge Investment Research Advisors, Inc.

1776 PLEASANT PLAIN RD.

FAIRFIELD, IA 52556-8757

$87.37B

Assets Under Management

71,763

Total Clients

3,513

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Solicitation fees from 3rd party money managers

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Victor Mullins’s Registration & Firm History

FL

01/03/2023 - Present

Cambridge Investment Research Advisors, Inc. (Miami FL)

FL

02/07/2014 - 12/09/2022

CANTELLA & CO., INC. (MIAMI FL)

FL

01/11/2011 - 02/18/2014

NEW ENGLAND SECURITIES (CORAL GABLES FL)

FL

01/29/2009 - 12/23/2010

AMERIPRISE FINANCIAL SERVICES, INC. (MIAMI FL)

FL

01/01/2008 - 01/28/2009

WACHOVIA SECURITIES, LLC (CORAL GABLES FL)

FL

08/30/2005 - 01/03/2008

A. G. EDWARDS & SONS, INC. (CORAL GABLES FL)

NY

03/17/1998 - 08/29/2005

MORGAN STANLEY DW INC. (PURCHASE NY)

NY

07/19/1988 - 03/27/1998

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NA

07/26/1986 - 08/03/1988

SHEARSON LEHMAN HUTTON INC.

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Licenses & Designations

IA

Issued 10/29/1996

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/29/1986

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/10/2014

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/25/1986

Series 3 - National Commodity Futures Examination

BC

Issued 07/19/1986

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Victor Louis Mullins.
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