Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Victor? Claim Your ProfileVictor Louis Larosa is an investment advisor representative who has been in the industry since 1986. Victor is currently registered with Robert W. Baird & Co. Inc. and has been with the firm since 2019. Previously Victor was registered with Morgan Stanley since 2009. Victor is registered in 39 states and has a variety of specializations, including portfolio management for individuals, businesses, investment companies, and pooled investment vehicles. Victor is also registered as an investment advisor representative in Arizona, Florida, and Texas. Victor's clients include individuals, high-net-worth individuals, businesses, corporations, investment companies, pooled investment vehicles, pension and profit-sharing plans, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
AZ
01/11/2019 - Present
Robert W. Baird & Co. Inc. (Peoria AZ)
AZ
06/01/2009 - 01/15/2019
MORGAN STANLEY (PEORIA AZ)
AZ
03/14/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (SURPRISE AZ)
AZ
08/12/2006 - 03/26/2008
UBS FINANCIAL SERVICES INC. (SURPRISE AZ)
AZ
08/08/2003 - 08/12/2006
PIPER JAFFRAY & CO. (SURPRISE AZ)
MO
07/01/2003 - 08/18/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
09/05/1986 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
04/24/1986 - 10/16/1986
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
IA
Issued 03/15/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/18/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/28/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/01/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 02/25/1999
Series 3 - National Commodity Futures Examination
BC
Issued 04/19/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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