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Victor Lizardi

Pershing LLC

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About Victor Lizardi

Victor Lizardi is a financial professional with over 20 years of experience in the industry. Victor currently works at Pershing LLC. Victor is a registered representative with a strong track record of success in providing financial guidance to individuals and businesses.

Firm Information

Victor Lizardi is currently registered with Pershing LLC. Pershing LLC is a Limited Liability Company formed in January 2003. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They have one approved SEC registration and 53 approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

692

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Victor Lizardi’s Registration & Firm History

FL

11/08/2010 - Present

Pershing LLC (LAKE MARY FL)

FL

01/02/2014 - 08/07/2017

BNY MELLON CAPITAL MARKETS, LLC (LAKE MARY FL)

PR

11/29/2007 - 10/22/2010

UBS FINANCIAL SERVICES INC. (PONCE PR)

PR

11/29/2007 - 10/22/2010

UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO (PONCE PR)

NY

01/01/2005 - 08/30/2007

HSBC SECURITIES (USA) INC. (NEW YORK NY)

NY

01/09/2001 - 01/01/2005

HSBC BROKERAGE (USA) INC. (NEW YORK NY)

WI

01/01/2001 - 02/01/2001

BNY CLEARING SERVICES LLC (MILWAUKEE WI)

NY

12/15/1997 - 01/01/2001

SCHRODER & CO. INC. (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 12/07/2007

Series 66 - Uniform Combined State Law Examination

BC

Issued 04/14/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/01/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/03/2002

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 12/09/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

MIAX Sapphire

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Victor Lizardi.
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