Unclaimed
Victor Lizardi is a financial professional with over 20 years of experience in the industry. Victor currently works at Pershing LLC. Victor is a registered representative with a strong track record of success in providing financial guidance to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
11/08/2010 - Present
Pershing LLC (LAKE MARY FL)
FL
01/02/2014 - 08/07/2017
BNY MELLON CAPITAL MARKETS, LLC (LAKE MARY FL)
PR
11/29/2007 - 10/22/2010
UBS FINANCIAL SERVICES INC. (PONCE PR)
PR
11/29/2007 - 10/22/2010
UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO (PONCE PR)
NY
01/01/2005 - 08/30/2007
HSBC SECURITIES (USA) INC. (NEW YORK NY)
NY
01/09/2001 - 01/01/2005
HSBC BROKERAGE (USA) INC. (NEW YORK NY)
WI
01/01/2001 - 02/01/2001
BNY CLEARING SERVICES LLC (MILWAUKEE WI)
NY
12/15/1997 - 01/01/2001
SCHRODER & CO. INC. (NEW YORK NY)
BOTH
Issued 12/07/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/14/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/01/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/03/2002
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/09/1997
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
MIAX Sapphire
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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