Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Victor? Claim Your ProfileVictor Berman is an investment advisor representative with Moors & Cabot, Inc.. Victor Berman has 52 years of experience in the financial services industry. Victor Berman has been with Moors & Cabot, Inc. since June of 2006. Prior to joining Moors & Cabot, Inc. Victor Berman was registered with RBC DAIN RAUSCHER INC. and TUCKER ANTHONY INCORPORATED. Victor Berman is licensed to provide investment advice in 39 states. Victor Berman holds the Series 63, Series 65, Series 7, Series 15, and Series 1 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MA
06/25/2007 - Present
Moors & Cabot, Inc. (BOSTON MA)
MA
03/09/2002 - 06/30/2006
RBC DAIN RAUSCHER INC. (BOSTON MA)
MA
01/03/1975 - 03/09/2002
TUCKER ANTHONY INCORPORATED (BOSTON MA)
NA
12/29/1970 - 08/19/1975
W E HUTTON & CO INC
NA
07/08/1974 - 02/02/1975
THOMSON MCKINNON SECURITIES INC.
NA
09/11/1970 - 01/14/1971
HAYDEN STONE INC.
IA
Issued 02/07/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/16/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/25/1985
Series 15 - Foreign Currency Options Examination
BC
Issued 08/29/1977
PC - AMEX Put and Call Exam
BC
Issued 12/02/1966
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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