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Victor Lau

Clear Street LLC

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About Victor Lau

Victor Lau is a financial professional with over 17 years of experience in the industry. Victor is currently registered with Clear Street LLC in New York, NY. Victor has held previous positions with E*TRADE SECURITIES LLC, E*TRADE CLEARING LLC, ADP CLEARING & OUTSOURCING SERVICES, INC. and TD AMERITRADE, INC. Victor holds the Series 7, Series 24, Series 62, Series 63, Series 99TO and SIE licenses. Victor is registered in New York and has a strong understanding of the securities industry.

Firm Information

Victor Lau is currently registered with Clear Street LLC. Clear Street LLC is a Limited Liability Company formed in December 2016. The firm is registered in all 50 states, as well as Puerto Rico, the Virgin Islands, and the District of Columbia. They are also registered with the Securities and Exchange Commission (SEC).

Not reported

Assets Under Management

Not reported

Total Clients

149

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Victor Lau’s Registration & Firm History

NY

05/12/2020 - Present

Clear Street LLC (NEW YORK NY)

NJ

09/30/2016 - 05/19/2020

E*TRADE SECURITIES LLC (Jersey City NJ)

NJ

06/19/2007 - 09/30/2016

E*TRADE CLEARING LLC (Jersey City NJ)

NY

11/03/2006 - 05/07/2007

ADP CLEARING & OUTSOURCING SERVICES, INC. (NEW YORK NY)

NY

08/04/2004 - 06/14/2006

TD AMERITRADE, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/29/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/13/2006

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 62 - Corporate Securities Limited Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/03/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Victor Lau.
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