Unclaimed
Victor Sagouspe has been working in the financial services industry since 1983. Victor is currently registered with SCF Securities, Inc. and SCF Investment Advisors, Inc. in Fresno, CA. Victor has a history of working with a variety of firms including LPL Financial LLC, Associated Securities Corp., Sutro & Co. Incorporated, Prudential Securities Incorporated, PaineWebber Incorporated, and Southmark Financial Services, Inc. Victor holds both Series 63 and 65 licenses and has passed the SIE and Series 7 exams. Victor specializes in providing financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
02/25/2015 - Present
SCF Securities, Inc. (Fresno CA)
CA
09/08/2009 - 03/04/2015
LPL FINANCIAL LLC (FRESNO CA)
CA
03/21/2002 - 09/08/2009
ASSOCIATED SECURITIES CORP. (FRESNO CA)
CA
09/03/1996 - 03/11/2002
SUTRO & CO. INCORPORATED (SAN FRANCISCO CA)
NY
05/14/1992 - 08/27/1996
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
02/25/1985 - 05/20/1992
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NA
10/20/1983 - 02/13/1985
SOUTHMARK FINANCIAL SERVICES, INC.
IA
Issued 03/03/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/31/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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