Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Victor? Claim Your ProfileVictor Joseph Ferrugia is a financial advisor with over 40 years of experience in the financial industry. Victor is registered to provide investment advice in 36 states and is a Registered Representative for Morgan Stanley. Victor's previous experience includes positions with Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc., Morgan Keegan & Company, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Edward D. Jones & Co., L.P. Victor is a Series 7, Series 9, Series 10, Series 3, and Series 63 licensed professional. Victor holds licenses in various states to provide investment advice and brokerage services to individuals and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
GA
06/01/2009 - Present
Morgan Stanley (Atlanta GA)
GA
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (ATLANTA GA)
GA
03/07/1988 - 04/02/2007
MORGAN STANLEY DW INC. (ATLANTA GA)
NA
04/29/1985 - 03/22/1988
MORGAN KEEGAN & COMPANY, INC.
NA
03/27/1980 - 04/10/1985
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
07/05/1979 - 04/14/1980
EDWARD D. JONES & CO., L.P.
NA
06/21/1979 - 08/05/1979
CONESTOGA SECURITIES, INC.
BC
Issued 07/14/1979
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/12/1985
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/21/1988
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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