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Victor John Roach

Tiaa-Cref Individual & Institutional Services, LLC

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About Victor John Roach

Victor Roach is a financial advisor with over 20 years of experience in the industry. Victor is currently registered with Tiaa-Cref Individual & Institutional Services, LLC. Victor has a wide range of experience in financial planning, portfolio management for individuals and businesses, and the selection of other advisors. Victor is also registered as an Investment Advisor Representative in Ohio.

Firm Information

Victor Roach is currently registered with Tiaa-Cref Individual & Institutional Services, LLC. TIAA-Cref Individual & Institutional Services, LLC is a Limited Liability Company formed in 2004 and headquartered in New York, NY. The firm provides financial planning and portfolio management services for individuals, corporations, charitable organizations, and high-net-worth individuals. They also offer selection of other advisers and participate in wrap fee programs. TIAA-Cref manages over $32 billion in assets for approximately 73,602 clients across the United States.
Tiaa-Cref Individual & Institutional Services, LLC

730 THIRD AVENUE

NEW YORK, NY 10017-3206

$32.68B

Assets Under Management

31,192

Total Clients

2,960

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Compensation from affiliates

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Victor Roach’s Registration & Firm History

OH

11/24/2015 - Present

Tiaa-Cref Individual & Institutional Services, LLC (BEACHWOOD OH)

OH

12/24/2008 - 09/09/2015

FIDELITY BROKERAGE SERVICES LLC (WOODMERE VILLAGE OH)

OH

01/02/2004 - 12/04/2008

RAYMOND JAMES & ASSOCIATES, INC. (CANTON OH)

CT

05/15/2000 - 01/29/2004

ADVEST, INC. (HARTFORD CT)

OH

01/18/2000 - 04/27/2000

MCDONALD INVESTMENTS INC. (CLEVELAND OH)

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Licenses & Designations

BOTH

Issued 06/15/2000

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/12/2005

Series 31 - Futures Managed Funds Examination

BC

Issued 01/17/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Victor John Roach. Review regulatory record here.
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