Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Victor? Claim Your ProfileVictor Puglio is a financial advisor with Wells Fargo Clearing Services, LLC, where Victor has been registered since February 2016. Victor has been in the financial services industry since February 1990. Victor is also registered as an Investment Advisor Representative with the state of New Jersey. Prior to joining Wells Fargo, Victor worked at Oppenheimer & Co. Inc. for over 12 years, starting in March 2004. Victor's experience includes working at various other firms, including RBC Dain Rauscher Inc., Tucker Anthony Incorporated, Gibraltar Securities Co., Halpert and Company, Inc., and The Stuart-James Company, Incorporated. Victor has the Series 7, Series 63, and Series 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NJ
02/05/2016 - Present
Wells Fargo Clearing Services, LLC (MOUNTAIN LAKES NJ)
NJ
03/12/2004 - 02/16/2016
OPPENHEIMER & CO. INC. (FLORHAM PARK NJ)
NY
03/09/2002 - 04/06/2004
RBC DAIN RAUSCHER INC. (NEW YORK NY)
MA
09/01/1999 - 03/09/2002
TUCKER ANTHONY INCORPORATED (BOSTON MA)
NJ
09/14/1996 - 09/01/1999
GIBRALTAR SECURITIES CO. (FLORHAM PARK NJ)
NJ
05/16/1990 - 09/12/1996
HALPERT AND COMPANY, INC. (MILLBURN NJ)
CO
02/20/1990 - 05/09/1990
THE STUART-JAMES COMPANY, INCORPORATED (DENVER CO)
IA
Issued 05/03/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/11/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/10/1990
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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