Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Victor? Claim Your ProfileVictor Nesi has been working in the financial services industry since 1996. Victor is currently registered with Stifel, Nicolaus & Company, Inc. Victor is a Series 7, 24, 52TO, 63, and 79TO licensed professional and has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated, Goldman, Sachs & Co., ML Petrie Parkman Co., Inc., and Sierra Pacific Securities, LLC. Victor is also a registered representative in 53 states. Victor specializes in financial planning, portfolio management, and pension consulting for individuals, businesses, pooled investment vehicles, and high net worth individuals. Victor is dedicated to providing clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
07/01/2009 - Present
Stifel, Nicolaus & Company, Inc. (NEW YORK NY)
NV
10/02/2023 - 04/05/2024
SIERRA PACIFIC SECURITIES, LLC (LAS VEGAS NV)
NY
11/03/2003 - 04/13/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
CO
03/30/2007 - 05/10/2007
ML PETRIE PARKMAN CO., INC. (DENVER CO)
NY
05/27/1997 - 05/05/2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
08/03/1994 - 08/22/1996
GOLDMAN, SACHS & CO. (NEW YORK NY)
BC
Issued 01/14/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/25/1997
Series 24 - General Securities Principal Examination
BC
Issued 08/25/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/02/1994
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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