Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Victor? Claim Your ProfileVictor Laudadio is a financial professional with over 20 years of experience in the industry. Victor has a wide range of experience, having worked with several firms including Wells Fargo Advisors, LLC, Puma Capital, LLC, and Sunrise Securities Corp. Victor is currently registered with HSBC Securities (USA) Inc. and holds Series 7, 9, 10, 55, 63, 79TO, 99TO and SIE licenses. Victor specializes in providing asset allocation recommendations and selecting other advisors for clients. Victor is committed to providing clients with the best possible service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Provide asset alloc recommendations & based upon such recommendations 3rd party adv to manage assets pursuant to client approval
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
02/16/2017 - Present
Hsbc Securities (usa) Inc. (NEW YORK CITY NY)
NC
10/02/2014 - 03/05/2015
WELLS FARGO ADVISORS, LLC (CHARLOTTE NC)
NC
10/23/2013 - 11/22/2013
PUMA CAPITAL, LLC (CHARLOTTE NC)
NY
01/11/2007 - 10/18/2013
SUNRISE SECURITIES CORP. (NEW YORK NY)
MA
10/20/2004 - 12/31/2005
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NY
08/07/2000 - 10/20/2004
QUICK & REILLY, INC. (NEW YORK NY)
MA
01/21/1999 - 11/22/2000
FIS SECURITIES, INC. (BOSTON MA)
NY
01/21/1999 - 08/07/2000
FLEET ENTERPRISES, INC. (NEW YORK NY)
NY
10/02/1998 - 01/19/1999
BARINGTON CAPITAL GROUP, L.P. (NEW YORK NY)
BC
Issued 10/14/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/19/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/27/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/10/2008
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/01/1998
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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