Unclaimed
Victor Hazard is a financial professional with over 20 years of experience in the financial services industry. Victor has held licenses through the Financial Industry Regulatory Authority (FINRA) and the Securities and Exchange Commission (SEC). Victor has a Series 6, Series 7, Series 28, and Series 63 license. Currently, Victor is registered with Institutional Cash Distributors, LLC in Reno, NV. Prior to joining Institutional Cash Distributors, LLC, Victor was associated with H.D. Vest Investment Services in Lomita, CA. Victor also has prior experience with Pruco Securities Corporation and The Prudential Insurance Company of America.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NV
07/02/2010 - Present
Institutional Cash Distributors, LLC (Reno NV)
CA
04/09/2003 - 01/26/2010
H.D. VEST INVESTMENT SERVICES (LOMITA CA)
NA
09/22/1988 - 04/27/1989
PRUCO SECURITIES CORPORATION
NA
09/22/1988 - 04/27/1989
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
BC
Issued 04/18/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/17/2011
Series 28 - Introducing Broker/Dealer Financial Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/07/2003
Series 7 - General Securities Representative Examination
BC
Issued 09/20/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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