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Victor Hugo Sandoval

Scotia Capital (usa) Inc.

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About Victor Hugo Sandoval

Victor Hugo Sandoval is a registered representative with Scotia Capital (usa) Inc. based in Houston, Texas. Victor has been in the financial industry since August 2021 and holds Series 7, 79, 63 and SIE licenses. Victor previously worked for Houlihan Lokey Capital, Inc. in Dallas and TD Securities (USA) LLC in Houston.

Firm Information

Victor Sandoval is currently registered with Scotia Capital (usa) Inc.. Scotia Capital (usa) Inc. is a corporation formed in 1939 and headquartered in the United States. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

108

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Victor Sandoval’s Registration & Firm History

TX

05/01/2024 - Present

Scotia Capital (usa) Inc. (HOUSTON TX)

TX

10/07/2022 - 04/25/2024

HOULIHAN LOKEY CAPITAL, INC. (Dallas TX)

TX

07/19/2021 - 09/19/2022

TD SECURITIES (USA) LLC (HOUSTON TX)

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Licenses & Designations

BC

Issued 07/23/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/02/2021

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 07/19/2021

Series 7TO - General Securities Representative Examination

BC

Issued 07/02/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Victor Hugo Sandoval.
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