Unclaimed
Victor Hugo Sandoval is a registered representative with Scotia Capital (usa) Inc. based in Houston, Texas. Victor has been in the financial industry since August 2021 and holds Series 7, 79, 63 and SIE licenses. Victor previously worked for Houlihan Lokey Capital, Inc. in Dallas and TD Securities (USA) LLC in Houston.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
05/01/2024 - Present
Scotia Capital (usa) Inc. (HOUSTON TX)
TX
10/07/2022 - 04/25/2024
HOULIHAN LOKEY CAPITAL, INC. (Dallas TX)
TX
07/19/2021 - 09/19/2022
TD SECURITIES (USA) LLC (HOUSTON TX)
BC
Issued 07/23/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/02/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 07/19/2021
Series 7TO - General Securities Representative Examination
BC
Issued 07/02/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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