Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Victor? Claim Your ProfileVictor James has been in the financial services industry since 2002. Victor is currently registered with Prudential Annuities Distributors, Inc. and has been with the firm since 2020. Previously, Victor was registered with Pruco Securities, LLC, Hartford Equity Sales Company Inc., Charter One Securities, Inc., New England Securities, and NYLIFE Securities Inc. Victor is licensed to sell securities in nine states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
03/25/2020 - Present
Prudential Annuities Distributors, Inc. (New York NY)
NJ
01/03/2013 - 03/31/2020
PRUCO SECURITIES, LLC. (NEWARK NJ)
CT
03/29/2005 - 01/03/2013
HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)
OH
03/11/2003 - 01/03/2005
CHARTER ONE SECURITIES, INC. (CLEVELAND OH)
NY
10/07/2002 - 03/13/2003
NEW ENGLAND SECURITIES (NEW YORK NY)
NY
04/08/2002 - 09/30/2002
NYLIFE SECURITIES INC. (NEW YORK NY)
BC
Issued 05/21/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/05/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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