Unclaimed
Victor Gerald Pugh is a financial advisor who has been working in the industry since June 24, 2004. Victor is currently registered with American Fidelity Securities, Inc. in Oklahoma City, OK. Victor has experience with Edward Jones, Princor Financial Services Corporation, Sterne Agee Financial Services, Inc., Sterne Agee Capital Markets, Inc. and NYLIFE Securities Inc. Victor holds Series 6, 7, 63 and 66 licenses and the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
OK
07/19/2017 - Present
American Fidelity Securities, Inc. (OKLAHOMA CITY OK)
AL
05/11/2007 - 09/24/2012
EDWARD JONES (FLORENCE AL)
AL
03/28/2007 - 05/31/2007
PRINCOR FINANCIAL SERVICES CORPORATION (TALLASSEE AL)
AL
04/06/2002 - 09/21/2006
STERNE AGEE FINANCIAL SERVICES, INC. (SYLACAUGA AL)
AL
06/26/2000 - 04/06/2002
STERNE AGEE CAPITAL MARKETS, INC. (BIRMINGHAM AL)
NY
06/29/1998 - 10/26/1999
NYLIFE SECURITIES INC. (NEW YORK NY)
BC
Issued 09/08/2017
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 10/04/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/19/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 02/19/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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