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Victor Gabriel Lugo

Mariva Capital Markets, LLC

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About Victor Gabriel Lugo

Victor Lugo is a financial professional with over 20 years of experience in the securities industry. Victor currently works as a Registered Representative with Mariva Capital Markets, LLC, a firm based in Miami, FL. Victor holds Series 7, 24, 63 and 66 licenses as well as the SIE exam. Victor has held previous roles with companies like SMBC Nikko Securities America, Inc., Morgan Stanley, Rencap Securities, Inc., Sberbank CIB USA, Inc., Credit Agricole Securities (USA) Inc., ING Financial Markets LLC, Santander Securities, Santander Central Hispano Investment Securities Inc., and Standard New York Securities, Inc. Victor's experience in the securities industry is diverse, covering a range of companies and roles.

Firm Information

Victor Lugo is currently registered with Mariva Capital Markets, LLC. Mariva Capital Markets, LLC is a Limited Liability Company formed on April 13, 2010. The firm has been approved for registration in 10 states, including California, Connecticut, Delaware, Florida, Illinois, Massachusetts, Minnesota, New Jersey, New York, and Pennsylvania. Mariva has also been approved for registration with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Victor Lugo’s Registration & Firm History

FL

09/05/2023 - Present

Mariva Capital Markets, LLC (MIAMI FL)

NY

03/19/2019 - 07/18/2023

SMBC NIKKO SECURITIES AMERICA, INC. (NEW YORK NY)

FL

08/28/2017 - 02/07/2019

MORGAN STANLEY (MIAMI FL)

NY

07/20/2015 - 08/15/2017

RENCAP SECURITIES, INC. (NEW YORK NY)

NY

06/21/2011 - 07/16/2015

SBERBANK CIB USA, INC (NEW YORK NY)

NY

08/13/2009 - 06/22/2011

CREDIT AGRICOLE SECURITIES (USA) INC. (NEW YORK NY)

NY

08/06/2007 - 07/31/2009

RENCAP SECURITIES, INC. (NEW YORK NY)

NY

04/26/2004 - 08/21/2007

ING FINANCIAL MARKETS LLC (NEW YORK NY)

MA

12/17/2001 - 04/21/2004

SANTANDER SECURITIES (BOSTON MA)

NY

10/12/2000 - 11/13/2001

SANTANDER CENTRAL HISPANO INVESTMENT SECURITIES INC. (NEW YORK NY)

NY

03/30/1999 - 09/15/2000

STANDARD NEW YORK SECURITIES, INC. (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 10/02/2017

Series 66 - Uniform Combined State Law Examination

BC

Issued 05/03/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/12/2012

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/29/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Victor Gabriel Lugo.
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