Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Victor? Claim Your ProfileVictor Anthony is an investment advisor representative, with over 35 years in the financial services industry. Victor has a strong background in providing investment advice and financial planning services to individuals and businesses. Victor is currently registered with UBS Financial Services Inc. and has been with the firm since January 2007. Victor holds a Series 7, 3, 63, and 65 licenses and a SIE certificate, and is registered with the state of New Jersey and Texas. Victor has previously worked with several firms, including Smith Barney, Harris Upham & Co., Incorporated, Shearson Lehman Hutton Inc., and E. F. Hutton & Company Inc. Victor is committed to providing personalized financial guidance to his clients, helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NJ
06/09/2008 - Present
UBS Financial Services Inc. (PARAMUS NJ)
NY
10/27/1989 - 10/18/1991
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)
NY
02/15/1988 - 11/18/1989
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
NA
01/28/1988 - 02/15/1988
E. F. HUTTON & COMPANY INC
IA
Issued 10/23/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/22/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/22/1988
Series 3 - National Commodity Futures Examination
BC
Issued 01/16/1988
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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