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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Victor emmanuel? Claim Your ProfileVictor emmanuel Dela paz De leon is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Inc., located in WASHINGTON, DC. Victor emmanuel has been in the industry since 2006. Victor emmanuel holds licenses for series 6, 7TO, 63 and 66 exams. Victor emmanuel is licensed in several states including Delaware, District of Columbia, Florida, Indiana, Maryland, Massachusetts, New Jersey, New York, Oregon, Pennsylvania, Texas, Virginia, Washington, and West Virginia. Victor emmanuel has also worked at CITIGROUP GLOBAL MARKETS INC. and CITICORP INVESTMENT SERVICES in the past.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
DC
08/01/2019 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (WASHINGTON DC)
DC
05/29/2007 - 08/23/2010
CITIGROUP GLOBAL MARKETS INC. (WASHINGTON DC)
DC
07/07/2006 - 05/29/2007
CITICORP INVESTMENT SERVICES (WASHINGTON DC)
BOTH
Issued 06/24/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/18/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/24/2019
Series 7TO - General Securities Representative Examination
BC
Issued 04/24/2019
SIE - Securities Industry Essentials Examination
BC
Issued 07/06/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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